SEC Fixes Typos in Broker-Dealer Financial Reporting Form

The Securities and Exchange Commission has adopted technical amendments to Part IIA of Form X-17A-5, a financial reporting document used by broker-dealers. The changes correct a series of clerical errors that have been present in the form’s instructions and line items.

Why it matters: This action ensures that the reporting forms used by broker-dealers accurately reflect existing legal citations and formatting rules. For the firms filling out these reports, it means future submissions will use corrected line numbers and references, reducing potential confusion during regulatory reviews. For the public, there is no direct impact on investment choices or market behavior.

Who it affects

• Broker-dealers required to file Form X-17A-5 (FOCUS Report)

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This final rule was issued by the Securities and Exchange Commission; check the Federal Register document 2026-12779 for the full text.

Agency: Securities and Exchange Commission
Source: Federal Register — read the official document